Skip to main content

John Garrett Comment On Regulatory Notice 22-08

I should be able to choose the public investments that are right for me and my family. I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I've been an investor for over 30 years! I use leveraged and inverse funds as investment strategies to hedge my portfolio from market volatility and they also can protect me with a lower tax implication.

Irene Peters Comment On Regulatory Notice 22-08

Leveraged funds offer the chance to enhance the benefits from successful high-conviction investment ideas for those with limited funds available to invest. They can help build wealth faster, so anybody should be able to trade/invest in these funds without interference or regulatory obstacles if they consider it appropriate for their situation and are willing to take the risks involved. Restricting access to these investment vehicles only to certain groups would increase inequality.

Roger Chu Comment On Regulatory Notice 22-08

I would like to make my own decision as to what to invest. I oppose restrictions on my right to invest in public investments. I, not regulators, should be able to choose the public investments that are right for you and your family. Public investments should be available to all of the public, not just the privileged. I shouldn't need to pass any test before I can invest in public securities (e.g., leveraged and inverse funds). I understand the leveraged and inverse funds and their risks. I do NOT want to be restrict by regulators.

Dr. Wise Comment On Regulatory Notice 22-08

I read with concern the notice from Ameritrade that there is pending regulation on my ability to self-direct my investments in my company's 401k plan into leverage ETF funds. For the life of me, I cannot think why this proposed restriction would be necessary. Self-directed investors are well aware of the risks involved with any sort of investment and should be free to take additional risk with the possibility of additional reward, particularly since it does not involve any other investors in any kind of pooled account.