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Andy Lau Comment On Regulatory Notice 22-08

Dear FINRA,

I am hereby writing to object to the rule enhancement articulated on Regulatory Notice 22-08, which proposes a restriction on investors' ability to trade complex products and options.

I clearly understand your concern about investors making uninformed investment decisions on options and complex products specifically to leveraged or inverse exchange-traded products. However, a restriction on trading complex products will do more harms than goods.

Rob Satorini Comment On Regulatory Notice 22-08

Individual investors did not blow up the economy in 2008 with the use of leveraged investments they didn't understand, over-leveraged financial institutions (and the credit agencies that bodies like FINRA failed to regulate) did. Are you planning on prohibiting those same financial institutions from using leveraged investment or are you going to once again bend retail over in the guise of "our best interests"?

Nathan Blaine Comment On Regulatory Notice 22-08

Leveraged fund investment has allowed me to protect my current investment without selling of my current investment. Purchasing leveraged inverse funds hedges my current investment from severe losses without significant capital needs. They are simple and easy to purchase. Limiting access would increase the cost of Government, and allow for only the big players to take advantage of the opportunities they provide. This advantage would make for an even more unfair playing field in securities investment. I beg that Government please keep the markets open for the little guys!