2024081449301 Adam H. Ezrilov CRD 2679694 AWC lp (2025-1737678002363).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2024081449301
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Adam H. Ezrilov (Respondent)
Former General Securities Representative
CRD No. 2679694
Pursuant to FINRA Rule 9216, Respondent Adam H. Ezrilov submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Election Notice - 12/30/2024
Summary
FINRA recently held annual elections to fill vacancies on the Small Firm Advisory Committee (SFAC) and the Regional Committees, and, at its December meeting, the FINRA Board of Governors (FINRA Board) appointed several individuals to fill vacancies on the SFAC and the National Adjudicatory Council (NAC). This Notice lists the individuals recently elected and appointed to the SFAC, Regional Committees and NAC.
Additionally, as discussed below, FINRA will soon hold an election to fill one small firm seat and one large firm seat on the NAC.
2024081397401 Ronald Cellini CRD 1164613 AWC lp (2025-1737678002391).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2024081397401
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Ronald Cellini (Respondent)
Investment Company and Variable Contracts Products Representative
CRDNo. 1164613
Pursuant to FINRA Rule 9216, Respondent Ronald Cellini submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.
2023077030601 Builder Advisor Group CRD 156515 AWC lmp (2025-1737678002361).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2023077030601
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Builder Advisor Group, LLC (Respondent)
Member Firm
CRD No. 156515
Pursuant to FINRA Rule 9216, Respondent Builder Advisor Group, LLC submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.
Larry Shephard Comment On Regulatory Notice 24-13
The rules of Finra need to be changed. They may have been created to help reduce the predatory practices of unscrupulous brokers and protect individuals from such practices, and there may be a need to protect individuals from themselves, but we each bear the responsibility of knowing what we are doing at any given time. I have traded stocks, options, futures and forex. It is a lifelong process, and I currently trade stocks, options, and futures. Since Finra only governs stocks and options I will relate only those concerns.