FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2024081647104 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Lisa Marjorie Jones (Respondent) Investment Company Products/Variable Contracts Principal and Investment Company and Variable Contracts Products Representative CRD No. 3044272 Pursuant to FINRA Rule 9216, Respondent Lisa Marjorie Jones submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.