Skip to main content

Anonymous Comment On Regulatory Notice 22-08

Comments:Hey [REDACTED]. You seem to be missing the point on the entire industry. You have several ETFS, and mutual funds, which are quite complex, and never accurate about which holdings they have. You have advisors trained to sell packaged products in complex markets that were never meant to be packaged and sold to begin with. Now you pick on directional ETFS like they are any more unsafe or complex than things you sell to the public as such. [REDACTED]

Jayendra Shah Comment On Regulatory Notice 22-08

Comments: Leverage and inverse fund are part of my investment planning. I under stand full risk of it impact on my portfolio. so before you ristric fund from trading provide more eduaction to the investor all investment product not for all. They should talk to thier adviser before investing this product. so please do not punish all investor because some investor does not under stand.

Adam Teige Comment On Regulatory Notice 22-08

Comments: I believe that access to complex investment products should be accessible to all who want access to such things. Brokers may want to limit access or provide clear warnings of involved risks for such instruments, as some infact do already. Novice investors, or anyone who doesn't understand the risks involved would likely be deterred from risky investment decisions if access to risky products was disabled by default for brokerage accounts, granting access only to accounts that have opted in and waived certain liabilities.

John Schannep Comment On Regulatory Notice 22-08

Comments: As a retired Registered Investment Advisor of 38 years without a single complaint, I highly recommend you NOT change investor's access or ability to trade complex products, including and especially leveraged and inverse ETFs. Retail investor's net purchases of such leveraged ETFs have been rising steadily over the past few years, with the 10-day rolling sum recently exceeding $1b, demonstrating their demand.

Juan De La Torre Comment On Regulatory Notice 22-08

Comments:I consider retail investors should be given equal opportunity to use Leverage and Inverse funds and ETF. I fully understand the nature and risk associated with this products and that they are not intended for long time investment, as such they must be monitored frequently. Also my broker advice and warns before placing every trade of the risk associated by using this funds and ETFs. I sincerely appreciate the time you are taking on considering my request.

David Coleman Comment On Regulatory Notice 22-08

Comments: Please do not modify rules related to leveraged ETFs. I personally understand the risks of leveraged ETFs, but at the same time the value. I use leveraged ETFs to enhance my portfolio returns. I also recognize that these products may result in larger than average swings in valuation. However, if you look at a long-term strategy of using leveraged ETFs, you will recognize that these allow people to generate income that is greater than average market returns. Thanks very much.