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Kert Maul Comment On Regulatory Notice 22-08

I would truly resent my rights to trade using any vehicle I choose that is legal and can be traded by others, professional or retail. It is my responsibility to understand the risks of whatever I trade and do not need a big brother looking after me. If I loose $$ because I do not understand something, that is part of my tuition of education. I am a grown up and responsible for myself. Please, no more regulations.

Jerry Liu Comment On Regulatory Notice 22-08

I oppose the proposal of restricting individual investors' access to complex investment vehicles. Market participants should have fair access to the investment options equally. The restrictions on individual investors fail to reflect the risk-taking abilities of the investors. It should always be the investors' own responsibility to understand the strategies and risks of their investment, regardless of the complexity of the product. It is not up to FINRA to make this call.