Skip to main content

Warren Funk Comment On Regulatory Notice 22-08

This is an unconscionable infringement on my rights as a free person and an unwarranted and irresponsible interference in the marketplace. Learning to manage risk is the first lesson learned by an investor. Those techniques are just as effective for 'complex' trades as for 'non-complex' trades. This is an attempt to create a distinction where there is no significant difference. Net worth is an irrelevant factor when it comes to risk management. This is clearly only the opening move in your plan to control the entire equity market. This is an unacceptable government overreach.

Ashlyn Croft Comment On Regulatory Notice 22-08

Worry about regulating what retail investors are allowed to do after insider trading inside congress is dealt with. Aside from that soundbite, it's an absolute joke. Gambling is legal throughout much of the US, and nobody makes sure you understand roulette before you participate. The reality is that sometimes people make bad decisions and lack the proper knowledge to make the decision in the first place. Doing your own car maintenance if you don't have mechanical knowledge is ill advised, and potentially very costly.

Randy Savage Comment On Regulatory Notice 22-08

It is my understanding that FINRA or other regulators are considering new restrictions on my right to trade. I do not want, or need, new regulations imposing on my right to trade. I am fully capable to trade and when I have questions I ask my broker. I do not need help understanding leveraged or inverse fund and I sure don't need FINRA or other regulators telling me what I can invest in. I have taken the time and put in the effort to learn about inverse funds in particular and use them to help protect some of our other investments.

John Braund Comment On Regulatory Notice 22-08

Do not regulate the inverse funds any further. Any fool can lose his or her money by making stupid investments. The latest in consumer toys and total immersion in the ignorance of the metaverse is a prime example, but that sort of thing happens every day and is, of course, praised by the elitists who would regulate everything for the sake of no one ... but themselves and their cronies. You would actually be causing great harm to free markets by such regulations!