For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This seems like it could easily lead to a situation where the only people who can open a self-directed account to trade in options or complex products are rich, white, financial professionals. The rich get richer.
Restricting the trading of complex products is detrimental to all investors and should not be considered. Stop manipulating the market with new restrictions.
Restricting the trading of complex products is detrimental to all investors and should not be considered. Stop manipulating the market with new restrictions.