Michael B. Comment On Regulatory Notice 22-08

As a retail investor that has garnered a profit over the years trading options as well as holding leveraged ETFs on and off and having gleaned through the wealth of information available to me about these products I don't believe there's any need for further regulation. Both options and leveraged ETFs should be trade-able by "non-sophisticated" retail investors at their own accord without the assistance of an advisor given they understand the risks, and the risks are made known to them upon being approved for options trading. Thank you

2012030738501 3-19206 J.W. Korth & Company, LP CRD 26455 SEC Decision jlg (2022-1651710178997).pdf

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 94581 / April 1, 2022 Admin. Proc. File No. 3-19206 In the Matter of the Application of J.W. KORTH & COMPANY, LP For Review of Disciplinary Action Taken By FINRA OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION — REVIEW OF DISCIPLINARY PROCEEDING Member firm of registered securities association charged excessive markups and markdowns to its customers. Held, registered securities association’s findings of violations

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