2022 Cybersecurity Conference
FINRA’s Cybersecurity Conference helps you stay current on today’s cybersecurity challenges and the ways in which organizations can understand vulnerabilities and threats, and create resilience against cyber attacks.
2020067473501 Joel Kichline CRD 1416219 AWC sl (2022-1644711661829).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2020067473501
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Joel Kichline (Respondent)
General Securities Representative
CRD No. 1416219
Pursuant to FINRA Rule 9216, Respondent Joel Kichline submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.