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2019060648701 StockKings Capital LLC CRD 164445 Gregory Antonius Lewis CRD 2793976 Order Accepting Offer jlg (2022-1649895620717).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. StockKings Capital LLC (BD No. 164445) and Gregory Antonius Lewis (CRD No. 2793976), Respondents. Disciplinary Proceeding No. 2019060648701 Hearing Officer—MJD ORDER ACCEPTING OFFER OF SETTLEMENT Date: March 11, 2022 INTRODUCTION Disciplinary Proceeding No. 2019060648701 was filed on June 28, 2021, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA or Complainant).