FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2015044078201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: CODA Markets, Inc. (f/k/a PDQ ATS, Inc.) (Respondent) Member Firm CRD No. 36187 Pursuant to FINRA Rule 9216, Respondent Coda Markets, Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066545301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Chelsie Marie Hovingh (n/k/a Chelsie Marie Jensen) (Respondent) Former Associated Person CRD No. 6894001 Pursuant to FINRA Rule 9216, Respondent Chelsie Marie Hovingh submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. HUGUES GUIRAND (CRD No. 3045595), Respondent. Disciplinary Proceeding No. 2020068395801 Hearing Officer–BEK DEFAULT DECISION July 26, 2021 Respondent is barred from associating with any FINRA member firm in any capacity for failing to provide documents and information