For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Designation Essentials | |
|---|---|
| Status | Currently offered and recognized by the issuing organization |
| Issuing Organization | National Tax-Deferred Savings Association |
| Qualification and Training Requirements | |
| Prerequisites | Candidates must have five or more years’ experience in the retirement industry, including two years specifically focused on 403(b) and 457(b) markets. |
| Designation Training Requirements | Optional online prep course |
| Designation Exam Type | Online, proctored, closed-book exam |
| Continuing Education Requirements | 40 hours every two years |
| Verification and Complaints | |
| Online Designation Resource | None |
| Investor Complaint Process | None |
| Published List of Disciplined Designees | None |
