2021070809102 ICV Group, Inc. CRD 294024 AWC va (2021-1629678006533).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070809102 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: ICV Group, Inc. (Respondent) Member Firm CRD No. 294024 Pursuant to FINRA Rule 9216, Respondent ICV Group, Inc. (ICV Group) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

Juleybib Mohamed Comment On Regulatory Notice 21-19

Hi FINRA, what were seeing in the stock market is unprecedented. 71 percent dark pool volume for AMC from the same people that have a short interest. This is unacceptable in any “free and fair market”. Short selling is a cancer on the back of the US financial system and has adverse effects on the rest of the world. We need more transparency from the “too big to fail” players in the market and rules to make it level and fair for retail investors like my self. Thanks.

2019064313901 Paramveer Singh CRD 5224401 OHO Decision jlg (2021-1629678007088).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. PARAMVEER SINGH (CRD No. 5224401), Respondent. Disciplinary Proceeding No. 2019064313901 Hearing Officer– RES HEARING PANEL DECISION July 22, 2021 The Department of Enforcement did not meet its burden of proof that Respondent Paramveer Singh converted firm funds; misused firm funds; provided false or misleading information in a written response to a FINRA Rule 8210 request; or provided false or misleading

2021070364101 Jason C. LaBelle CRD 5654529 AWC jlg (2021-1629678005877).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070364101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jason C. LaBelle (Respondent) Former General Securities Representative CRD No. 5654529 Pursuant to FINRA Rule 9216, Respondent Jason C. LaBelle submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition

Ed Africano Comment On Regulatory Notice 21-19

I'm writing to request more transparency, fairness and accountability in our financial markets, as all of us rely on our regulatory entities for that assurance. There are some things that are of particular interest to me: 1. Transparency of Buy/Sell orders in the market as a whole, including but not limited to OTC/ATS off market trading. 2. Information market makers have when it comes to filing for a short position should be made known to everyone, including retail traders. 3. Short positions should be covered by everyone at close of day, no more T+ non sense. 4.

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