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Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.

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  1. Rules & Guidance
  2. Notices
  3. Regulatory Notice 22-08
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Lindsay Ash Comment On Regulatory Notice 22-08
Lindsay Ash
N/A

As a retail investor I do not agree with this. I request that you do not make any changes to the trading of these products. Lindsay Ash

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