Tim Palmquist Comment On Regulatory Notice 21-19

When will you people do your jobs big hedges like citadel have been manipulating stocks since the 90’s why is this still being aloud? They didn’t get this big buy playing buy the rules. Do you people even watch the tickets? If you did you would see it. So obviously being manipulated. Explain to me how one company can have stellar news and stock moves down and stocks with no news or bad news stocks rise how does that reflect on true supply and demand we all see you supporting this illegal practice.

2019064594002 Giordan Marc Zaro CRD 6613514 AWC DM (2021-1630628414959).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064594002 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Giordan Marc Zaro (Respondent) General Securities Representative CRD No. 6613514 Pursuant to FINRA Rule 9216, Respondent Giordan Marc Zaro submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

9561. Procedures for Regulating Activities Under Rule 4111

(a)  Notices Under Rule 4111
(1)  Notice of Requirements or Restrictions
FINRA's Department of Member Regulation ("Department") shall issue a notice of its determination under Rule 4111 that a firm is a Restricted Firm and the requirements, conditions or restrictions to which the Restricted Firm is subject (hereinafter, collectively referred to as the "Rule 4111 Requirements").
(2)  Service of Notice
Subscribe to