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David Gonzalez Comment On Regulatory Notice 21-19

There needs to be more regulation on Overall market transparency. Otherwise the system is always going to be rigged. Things such as dark pools, payment for order flow, and short interest reporting latency, all make the perfect bed for abuse in the general market. Not even mentioning algorithmic trading. Also why so can be both a market maker and a hedgefund. I mean come on that’s just ridiculous.

Tara Patterson Comment On Regulatory Notice 21-19

These changes cannot be made soon enough! We need all the SI data we can get - consolidated data that’s publicly available AND (not alternatively,) more granulated data should be provided to regulatory agencies. FTD’s should be publicly reported, and actors should be punished when FTD’s occur. This should include criminal prosecution where FTD’s are due to chronic malpractice and/or price manipulation. Fines pale in comparison to the amount of profits they make by manipulating the prices of securities through naked shorts, and FTD’s.

Anonymous-GP Comment On Regulatory Notice 21-19

There needs to be much more clarity, no self reporting, frequent third party analysis, bigger punishmemts for rule breakers. If a HF/MM can earn more than they are fined then its a business cost, they need to be fined double the profit plus face criminal proceedings. As a UK investor, i have everything in the US markets, after the manipulation of Gamestop i have no faith what so ever, even China banned Citadel. Short HF must be forced to cover their short positions, not have FTD’s and married puts to hide short positions.

Darius Roberts Comment On Regulatory Notice 21-19

I have traded in this market for DECADES and it has come to my attention since being out of work how much naked shorts, market manipulation and price spoofing and lastly killing any signs of a increased stock like AMC its criminal. Ive alerted my attorney and am very unhappy . Im sure the institutions are doing what they need to protect itself but myself and others have came in the middle of a crime of the century. Hedgefunds and market makers manipulation like Citadel securities. They need to lose their licenses.

Florian Schwerbrock Comment On Regulatory Notice 21-19

For far too long the stock market has been tilted/manipulated in favor of Wall Street. The issue is naked short selling. Despite being made illegal after the 2008–2009 financial crisis, naked shorting continues to happen because of loopholes in rules and discrepancies between paper and electronic trading systems. More often than you think great companies such as Clover Health. Clover Health was shorted by 64 Million via the dark pool. https://www.stockgrid.io/darkpools/CLOV Investments are pulverized into the ground due to hedge funds and their illicit tactics yet the SEC does nothing.