Skip to main content

Dr. Dustin Ford Comment On Regulatory Notice 21-19

With the advancements of the blockchain technology, public traded companies should have EACH and every share accounted for. They should be treated as unique financial instruments and should not be abused by being cloned, synthetically recreated, rehypothicated, naked shorted either alone or any combination of these. This should at the very least be considered fraud, at most financial terrorism in the most severe degree. The sheer number of companies this strategy of trading has destroyed. Unspeakably TRAGIC and UNAMERICAN. Shame

2020065347505 Irma I. Salas CRD 4708076 AWC jlg (2021-1630196415183).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065347505 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Irma I. Salas (Respondent) Associated Person CRD No. 4708076 Pursuant to FINRA Rule 9216, Respondent Irma I. Salas (Salas) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted,