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Matthew Yeatter Comment On Regulatory Notice 21-19

Request more transparency. Retail investors should have visibility on all exchanges and they should be immediate. Current technology makes this possible. T+2 system is a relic of an antiquated system. The current system architecture puts all the advantage to large firms that have access to information that is either restricted or delayed to the retail investor. This obviously creates an un-level playing field. The SEC needs to take aggressive action on “naked shorting” and other illegal stock market manipulations. Current actions are extremely slow (ie take years to investigate and try).

Tharry Garland Comment On Regulatory Notice 21-19

Anytime reported shorting goes from a high percentage to a lower one without any sign of short squeezing and the price of a stock continues to drop, should immediately trip a signal to report for investigation. For instance, when AMC was showing a reported shorting percentage of over 18% on July 6th and then today, the 13th, the stock drops drastically and shows it’s now 15% shorted from borrowed shares. But now short squeezing alerts were triggered, and no signs of a huge sell off. Even Ortex said this is unusual!

CD Comment On Regulatory Notice 21-19

I am losing faith in the Regulations governing the Securities Market! As a retail investor I believe that the provably widespread practice of naked shorting dilutes the share pool of companies that I believe in which artificially lowers stock prices. It is a method that predatory short hedge funds use to drive stock prices down, rather than allowing the market to engage in true price discovery. This causes companies which might otherwise be beneficial to society to shut down, illegally lowers my investment returns, and undermines my faith in the market.