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Nathan Comment On Regulatory Notice 21-19

Without clear and concise data to all that participate the market will never be fair and always be in favor of the institution, if no changes are made so we all get the same data the same time, personally I will leave the market and not return until this happens there are way to Meany"cheaters", permission to use my shares to short should be clear and not hidden in the fine print. I truly believe millions of retail traders feel the same way

2019061187102 Ji Jun Yang CRD 6084289 OHO Decision va (2021-1628468411196).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. Ji Jun Yang (CRD No. 6084289), Respondent. Disciplinary Proceeding No. 2019061187102 Hearing Officer-BEK DEFAULT DECISION July 8, 2021 Respondent is barred from associating with any FINRA member firm in any capacity for (1) converting firm funds by causing the firm to pay fictitious credit card

David Caradonna Comment On Regulatory Notice 21-19

I don't believe FINRA even has the capabilities to create a fair and free market as what we have is the literal opposite. If you do, no one has seen it. Synthetic shares are created by the millions with no regulation or repercussion. Shares are traded in dark pools by market makers, then shorted in lit pools to crippled and drive down the price of stocks for market makers and institutions that have puts against those companies.

JJ Gunn Comment On Regulatory Notice 21-19

Marking shares as "short" & having to deliver ACTUAL shares instead of Failure to deliver. This is a giant problem with hundreds if not thousands of companies in the market. A minimum of once every week, short positions should be revealed & posted WITH ACCURACY! no hiding the true numbers. Shorting is good for the market but "naked" shorts & unlimited shorting should never be allowed & prosecution for doing so should be punished to the fullest extent of the law.

Richard Van Hazel Comment On Regulatory Notice 21-19

Retail traders have to follow the rules, its a skewed system where large funds are able to trade shares under the table outside of market pricing. "dark pools" need to be completely shut down. Every share needs to be accounted for, naked shorting is an unfair advantage and also needs to be reined in. Every transaction, long or short needs to be reported and logged, there is no question about it and no reason for anybody to be conducting business otherwise.

Bryan Chalker Comment On Regulatory Notice 21-19

While it's nice to see this request from retail investors, good intentions pave roads to nowhere. What is initially needed: - enforcement of existing rules to stop naked shorting - enforcement of existing rules to stop FTDs - enforcement of existing rules to stop dark pool selling of retail orders - enforcement of existing rules to stop labeling shorts as "exempt" from SSR Once the enforcement of existing rules are in place, create new rules that...

Brandon Thompson Comment On Regulatory Notice 21-19

The market is completely unbalanced when it comes to retail trading versus institutional trading. We need more transparency especially when it comes to institutions or hedge funds hiding their positions within the dark pools. They hide these positions and FTD's in the dark pool and through options trading. It is absolutely apparent there is naked shorting going on with certain stocks in the market such as GME and AMC. Finra should acknowledge this and do everything possible to alert the market on these manipulation tactics and frankly, referring to the naked shorting, crimes.