2021069207301 Enoch S. Booth CRD 4370233 AWC va (2021-1629418813463).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021069207301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Enoch S. Booth (Respondent) Former General Securities Representative Former Investment Company Shares and Variable Contracts Representative CRD No. 4370233 Pursuant to FINRA Rule 9216, Respondent Enoch S. Booth submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

AJ Comment On Regulatory Notice 21-19

the current laws allow the big brokers and hedge funds to make a fortune killing small companies. one highly shorted stock, inovio (INO) has life saving cancer and covid drugs in the making, but are being hampered by shorts. please put a stop to this. make everyone play by the same rules. find a better way to keep track of stocks and how they are borrowed. i think america, and traders around the world are in support of this change. thank you

2020067467601 Precision Securities LLC CRD 103976 AWC DM (2021-1629418813410).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067467601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Precision Securities LLC (Respondent) Member Firm CRD No. 103976 Pursuant to FINRA Rule 9216, Respondent Precision Securities LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
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