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William B Comment On Regulatory Notice 21-19

If the US market looks to be seen as a free market we need to have transparency. Dark pool trading has gone on unregulated to the point of becoming a place where institutional investors can go to hide their elicit trades; this needs to end. All authorized shares should be able to be accounted for at any given time during market hours. Fines and penalties for FTDs and naked shorting of stocks should be implemented immediately as well as be heightened to the point they pass any realized gains.

Anonymous-R Comment On Regulatory Notice 21-19

Dear Finra, I am writing to you because of the corruption being held in wall street by Hedge funds such as Citadel. CITADEL who carry the order flows for the excahange amounting nearly to 40% to 47%. This data was specified by Ken griffin himself when he was asked to testify in front of Congressmen in which he was accused of performing manipulative practices regarding Game stop by restricting Trade especially of BUY orders. This whole act was done intentionally.

Daron Sterling Comment On Regulatory Notice 21-19

First of all, stop pretending like Finra doesn't know how corrupt and rigged the Stock Market is especially given the fact that Finra facilitates and encourages such behavior at the expense of the retail investor. Yes, Finra facilitates and encourages such behavior contrary to the statements made on their "About" page which I will provide some examples as proof. 1) Fail-to-deliver Data: -Data is old and useless by the time the Investor sees it. The first half of a given month is available at the end of the month.

Author Taylor Comment On Regulatory Notice 21-19

We demand transparency with investment firms and funds surrounding the various fees that'll be charge. We need price transparency which is all information regarding a stock's price (such as its bid prices, ask prices, and trading quantities) is available to retail traders. We also Need the T-2 settlement to be reduced to under 1 day. Please give us a fighting chance in the market. ITS TIME FOR A CHANGE FINRA.

James Erskine Comment On Regulatory Notice 21-19

I don’t want to see fines for illegal practices. I want to see prosecutions and jail time. Take naked shorting. Companies found to be manipulating stocks and printing shares should be forced to cover all short positions immediately. Failure to do so should result in prison time. If I, as a citizen, counterfeit a dollar, I go to prison. If I counterfeit a share I should receive the same punishment. Now Imagine if my counterfeit dollar landed me with a 10c fine instead of a prosecution. I could continue to counterfeit dollars every day, albeit with the state taking a 10% cut.

James Erskine Comment On Regulatory Notice 21-19

I do not want to see companies fined for breaking rules and laws. For instance, if a company is found to be naked shorting, it should be forced to close all short positions immediately. Failure to do so should result in prison time for senior staff. If I counterfeit a dollar I go to prison. The same should apply if I counterfeit a share. If law enforcement took a cut of my counterfeit dollar, they would go to prison too.