Catherine Bowman Comment On Regulatory Notice 21-19
I don’t know a ton about finance or the stock market. I know less about options and derivatives (I did watch a PBS program about Brooksley Born once) and that is all I really knew on the matter. But I’m learning more every day and the more I learn the more I’m convinced that there is perhaps something rotten in the DTCC, SEC and FINRA… to name a few. It seems financial regulators refuse to do their job – and that job in my not so humble opinion is: To regulate in a manner that keeps the financial investing arena fair and equitable.