FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. ELIZABETH ANN SOLLARS (CRD No. 6606776), Respondent. Disciplinary Proceeding No. 2020065292102 Hearing Officer–LOM DEFAULT DECISION September 22, 2021 Respondent Elizabeth Ann Sollars failed to respond to two Rule 8210 requests for information and documents and two Rule 8210 requests for on-the-record testimony. For this misconduct, Respondent is barred from associating with any member firm in any capacity.

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Charles Scott Burford CRD No. 1658201, Respondent. Disciplinary Proceeding No. 2019064656601 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Charles Scott Burford, a former registered representative with Hilltop Securities Independent Network, Inc. (Hilltop, now know as Momentum Independent Network, Inc.),

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070740101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Daria Lynn Radonski (Respondent) Former General Securities Representative (GSR) CRD No. 2349272 Pursuant to FINRA Rule 9216, Respondent Daria Lynn Radonski submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.