FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065293202 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Leigh S. Johnson (Respondent) Non-Registered Associated Person CRD No. 7221841 Pursuant to FINRA Rule 9216, Respondent Leigh S. Johnson submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY NATIONAL ADJUTICATORY COUNCIL Department of Enforcement, Complainant v. William H. Murphy & Co., Inc. (CRD No. 27274), and William H. Murphy (CRD No. 343492), Respondents. Disciplinary Proceeding No. 2012030731802 ORDER ACCEPTING OFFER OF SETTLEMENT Date: August 23, 2021 INTRODUCTION Disciplinary Proceeding No. 2012030731802 was filed on November 7, 2014, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA or Complainant).