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USA Investor Comment On Regulatory Notice 21-19

As a concerned investor and with regard for the overriding desire for free, fair and open markets, I return the following comments. 1. Consolidation of short interest data publication, centralized on the FINRA website should be made public. 2. Require firms to segregate short interest held in proprietary accounts vs that held in customer accounts. 3. Report to FINRA account-level short interest (not for publication). 4. Report synthetic short positions in both options and security based swaps. 5. Report loan obligations from arranged financing to better reflect actual short sentiment. 6.

Stephen Williams Comment On Regulatory Notice 21-19

As I see it, the current US market is full of nothing but fraud and blatant manipulation, with regulatory agencies doing nothing to police it to the point of them being complicit in these actions as well. They are complicit through their complacency, with years of unchecked fraud and market manipulation in several ways. Naked short selling by large hedge funds like Citadel, point72 and Melvin Capital Management (and others) is being allowed to happen with impunity.

2020067045101 Ethan T Binnion 4990020 AWC DM (2021-1635553209395).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067045101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Ethan T. Binnion (Respondent) Former General Securities Representative CRD No. 4990020 Pursuant to FINRA Rule 9216, Respondent Ethan T. Binnion submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of

SR-FINRA-2020-041

Rule Filing Status:  Approved

Rule change to adopt FINRA Rule 4111 (Restricted Firm Obligations) and FINRA Rule 9561 (Procedures for Regulating Activities Under Rule 4111) to address firms with a significant history of misconduct.