Skip to main content

Jay Ulwelling Comment On Regulatory Notice 21-19

Rule 1. All short sale shall be reported to FINRA by end of each settlement day. Rule 2. FINRA shall make public report the day to day short sale by end of settlement day or the trading week. Rule 3. All unused loaned shares shall be reported to FINRA by end of settlement day. Rule 4. FINRA shall make public the outstanding unused loaned share by end of settlement day of a trading week. Rule 5. All threshold securities regulation breaches shall be reported daily with full accounting of fail to deliver end by end of settlement day. Rule 6.

Sung Lim Comment On Regulatory Notice 21-19

Rule 1. All short sale shall be reported to finra by end of each settlement day. Rule 2. Finra shall make public report the day to day short sale by end of settlement day of the trading week. Rule 3. All unused loaned shares shall be reported to finra by end of settlement day. Rule 4. Finra shall make public the outstanding unused loaned share by end of settlement day of a trading week. Rule 5. All threshold securities sho regulation shall be reported daily with full accounting of fail to deliver end by end of settlement day. Rule 6.

Hongzhi Zhang Comment On Regulatory Notice 21-19

I think these rules need to apply the short sale reporting. The current system is rigged and Hedge Fund is taking advantage of it greatly. Rule 1. All short sale shall be reported to finra by end of each settlement day. Rule 2. Finra shall make public report the day to day short sale by end of settlement day or the trading week. Rule 3. All unused loaned shares shall be reported to finra by end of settlement day. Rule 4. Finra shall make public the outstanding unused loaned share by end of settlement day of a trading week. Rule 5.

Ty McComas Comment On Regulatory Notice 21-19

How can the hedge funds/MMs continue to illegally push the share price down using fake shares in dark pools outside the eye of the public and then kick the interest can it costs to do that down the road indefinately? Retail investors are getting screwed over by hedge funds at every turn and SEC is allowing the illegal manipulation to happen. What good is interest if it never gets paid? The US stock market is on full display for the whole world to see. Corruption and manipulation by hedge funds and collusion and cooperation by SEC, DTCC, and govt is pathetic.

Chloe Comment On Regulatory Notice 21-19

Quit letting them cheat the market, stop allowing naked shorting and then pretending you have no idea that it’s happening. The world is watching... stop giving the advantage to the Hedgefunds, you guys are running this shit like the gaming authority and you oversee the casinos. We pay you. The market is Trash. #AMC-We’re Not Leaving. Citadel has farrrr to much influence, stop allowing lobbying.

Matthew Eschrich Comment On Regulatory Notice 21-19

Naked shorting, synthetic share creation, and dark pool order flows for payment need to stop. The algorithms are out of control and have caused our financial systems to be nothing more than programmed manipulation by hedge funds which do not have the interest of the retail trader at heart. Shorts need to report daily and FTDs need to be fully resolved by day 13th - not just the minimum payments to cover and restart the cycle.

Rocque Sandoval Comment On Regulatory Notice 21-19

Short sale reporting should require actual shares to be in their position to short. Reporting should consolidate every trading day to ensure there is only 100% of the float in circulation. Naked shorting should be a fine at a 15% of the firms last year revenue earned. In addition repeat violations should increase in 30% to impact the firms overall bottom line to ensure it is not the cost of doing business that exist today. Shares should also be located within 48 hours and failure should result in meaningful fines.

JD Machalicek Comment On Regulatory Notice 21-19

I never realized that the "Stock Market" is controlled by the players themselves. Of course they will thwart and break the rules when the penalties and fines are SO miniscule contrasted with the profit they make by breaking 'the rules'. The Average Jane like me has no chance of advancing or even holding our ground against the machine that the US Gov't allows to run rampant. Nothing is off the table any more. The whole Country is corrupt, and this is just another parcel. Do what *you* can, if you aren't in someone's pocket.....