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Chris Tofanelli Comment On Regulatory Notice 21-19

Just speculation but I’d look at dark pools. We’re seeing 60-71% volume of AMC trading there. Would it be possible to have have someone purchase a bunch of long AMC shares in a dark pool. Then have someone like say citadel buy them in the dark pool for a slightly larger price just to dump in them in the market at open to discourage people from investing in AMC. Seems like manipulating to me.

Anonymous-GS Comment On Regulatory Notice 21-19

If you read the Regulatory Notice 12-38 regarding FINRA's Short-Interest Reporting Rule, you'll come across this particularly relevant question in the FAQs. Q7. How should a firm reflect fractional shares in its short-interest reports? A7. If a firm has a fractional short-interest position (e.g., 125.6 shares), it should truncate the position to reflect a whole number when reporting such positions to FINRA pursuant to FINRA Rule 4560, instead of rounding the position up or down. For example, firms should report short-interest of 125.6 shares in XYZ as 125 shares.

Anonymous-KY Comment On Regulatory Notice 21-19

Short interest should not be self reported. I would like to see audits take place to check for shorts hidden in options. I would like to see a requirement to have all synthetic short positions and Fail to Delivers reported daily, making it public knowledge. Along with transparency, it should be publicly reported when institutions are margin called and when they close out their short positions.

Gerard DeLeo Comment On Regulatory Notice 21-19

re: Comment on Short Interest Position Reporting Enhancements and Other Changes Related to Short Sale Reporting To whom it may concern, the current structure and function of the American Equities Markets has, over a period of many years (& now on display for the whole world to see in the unfolding of the Meme Stock Scandal), been utilized to swindle trillions of dollars from The American Retail Investor. The subsequent damage to the integrity and reputation of the market is immeasurable.

Phillip Nguyen Comment On Regulatory Notice 21-19

Current rules/regulations that are in place to monitor/report short selling and positions associated with short selling are entirely inadequate. Rules in place that allow for many loop-holes including short exempt, married calls/puts and dark pool activity + high frequency trading leaves currently regulations looking like swiss-cheese. Abuse from market makers and hedgefunds that are paid in gold toilets and $100 bill toilet papers needs to stop. The SEC needs to pre-empt these issues and address them immediately before the free-market becomes the laughing stock of the world.