Dark pools should be monitored and enforced with sanctions (suspensions) to prevent abuse which adversely impact true equity price and unfairly advantage market makers. FTD need to be enforced and not delayed with swaps and/or complicated moves not afford to the public. Naked Shares should be banned to prevent fraudulent resale of equities.
A. Brown Comment On Regulatory Notice 21-19
Dark pools should be monitored and enforced with sanctions (suspensions) to prevent abuse which adversely impact true equity price and unfairly advantage market makers. FTD need to be enforced and not delayed with swaps and/or complicated moves not afford to the public. Naked Shares should be banned to prevent fraudulent resale of equities.