Skip to main content

Kevin Pinkerton Comment On Regulatory Notice 21-19

I believe, as a retail investor who wants to keep investing in the future, the more transparency we have in the markets the better. Wanting a level playing field is well within reason, and shorting companies into the ground to kill them off is wrong, I don't think that will change but some of the other predatory practices and illegal tactics that have been uncovered are worrisome to say the least. If they don't change I believe a large amount of retail investors will give up on the stock market completely and thats a lot of money to lose.

Anthony Rivas Comment On Regulatory Notice 21-19

Hi there, thank you for reading my comment. I support all of these new rules. However, re: rule #1, I would like to see that in conjunction with rule #2, not as an alternative to it. I also believe all short interest data should be reported on a daily basis not just to FINRA but also to the public as this data is crucial to some trading strategies and I believe it is available to institutions but not retail investors.

Mark Williams Comment On Regulatory Notice 21-19

Pretty much what everyone said before me! I’m uk based and I’d love to see a level playing field and severe punishment for anyone trying to do crime in the market or anywhere else for that matter. If you mug someone in the street off you pop to prison so why is doing exactly that on Wallstreet any different? Please do the right thing and you’ll have so much more respect from a lot of people Thank you and good night regards Mark