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Robert Tidwell Comment On Regulatory Notice 21-19

The use of dark pools as a tool for price suppression is overwhelmingly clear. Market manipulation is actively taking place and the free reign of large organizations to process transactions off-exchange is essentially cheating the system. Additionally, there is basically no real, enforceable regulation on the shorting of stocks. Through aggressive shorting, powerful entities can drive many businesses to closure by not leaving them a way to generate immediate capital (such as by issuing new shares). Short selling is creating massive problems for the market as a whole.

Felipe Benavidez Comment On Regulatory Notice 21-19

To Whom It May Concern, I have seen first hand the impact of false information devastate retail stock investments. Without real integrity, the small individual like myself, will not only be disheartened, but disillusioned with market. How can we possibly compete in a fair and just market when the lack of transparency means you will never have a level playing field. Please, please make every effort to give everyone a truly fair market. Thank you.

2020068377301 Alexander Vesneske CRD 6156226 AWC va (2021-1629418813968).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068377301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Alexander Vesneske (Respondent) Former General Securities Representative and Former Private Securities Offering Representative CRD No. 6156226 Pursuant to FINRA Rule 9216, Respondent Alexander Vesneske submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2016047624501 Luis Fernando Restrepo CRD 2167380 AWC va (2021-1629418812984).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2016047624501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Luis Fernando Restrepo (Respondent) Former General Securities Principal, former Investment Banking Principal, former Compliance Officer. CRD No. 2167380 Pursuant to FINRA Rule 9216, Respondent Luis Fernando Restrepo submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.