2019063249601 Northwest Investment Advisors, Inc. CRD 109737 AWC jlg (2021-1637281221458).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2019063249601
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Northwest Investment Advisors, Inc. (Respondent)
Member Firm
CRD No. 109737
Pursuant to FINRA Rule 9216, Respondent Northwest Investment Advisors, Inc. submits this
Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of
the alleged rule violations described below. This AWC is submitted on the