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2020067888701 Jeffrey Scott Anderson CRD 5993214 AWC va (2021-1630542025393).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067888701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jeffrey Scott Anderson (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 5993214 Pursuant to FINRA Rule 9216, Respondent Jeffrey Scott Anderson (“Respondent” or “Anderson”) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

David Gonzalez Comment On Regulatory Notice 21-19

There needs to be more regulation on Overall market transparency. Otherwise the system is always going to be rigged. Things such as dark pools, payment for order flow, and short interest reporting latency, all make the perfect bed for abuse in the general market. Not even mentioning algorithmic trading. Also why so can be both a market maker and a hedgefund. I mean come on that’s just ridiculous.