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2019062569501 Kevin Marshall McCallum CRD 2222586 AWC va (2021-1626913230041).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019062569501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Kevin Marshall McCallum (Respondent) Former General Securities Representative CRD No. 2222586 Pursuant to FINRA Rule 9216, Respondent Kevin Marshall McCallum submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2017052173001 Farmers Financial Solutions, LLC AWC va (2021-1626913230230).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2017052173001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Farmers Financial Solutions, LLC (Respondent) Member Firm CRD No. 103863 Pursuant to FINRA Rule 9216, Respondent Farmers Financial Solutions, LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.