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Cortney Comment On Regulatory Notice 21-19

To whom it may concern: I would like to know if there are plans to repair the fines in regards to short interest reporting, naked shorts and dark pool trading? I think that naked shorts should be fined based on the quantity of fake shares multiplied by the price of the share in question. So for 5 million fake shares at say $25 per share would result in a $125 million fine. This is a fair way, since you are penalizing the guilty party by making them pay the cost of each fake share that was created.

Chris Oreilly Comment On Regulatory Notice 21-19

I’m just a small time retail investor and I know my opinion doesn’t matter… I’d just like to see maybe more regulation on the dark pool. You have market makers like citadel and many others not just them that also have hedge funds groups, they take trades and stash them in the dark pool. How could we allow the dark pool to have more volume then the actual market? Where do we draw the line in the sand with this manipulation? I mean I understand why we have it but it’s being used for other things now that much is obvious.

Michael Beach Comment On Regulatory Notice 21-19

In a fair and open market there should be transparency and a level playing field for all investors; be they retail or institutional. The # of shares shorted should be available IN REAL TIME throughout the trading day. Dark pool trading must be eliminated. We can clearly see that large institutions are buying massive quantities of AMC/GME stock (for example) on the dark pool and then flooding the public exchange with shares (via selling, short-selling and short laddering) in order to MANIPULATE THE PRICE DOWN.

Gustavo Vazquez Comment On Regulatory Notice 21-19

In a fair and open market there should be transparency and a level playing field for all investors; be they retail or institutional. The # of shares shorted should be available IN REAL TIME throughout the trading day. Dark pool trading must be eliminated. We can clearly see that large institutions are buying massive quantities of AMC stock (for example) on the dark pool and then flooding the public exchange with shares (via selling, short-selling and short laddering) in order to MANIPULATE THE PRICE DOWN.