SR-FINRA-2021-017
Rule Filing Status: Filed for Immediate Effectiveness
SR-FINRA-2021-018
Rule Filing Status: Filed for Immediate Effectiveness
Rule change to make technical and other non-substantive changes within FINRA rules.
SR-FINRA-2021-018
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to make technical and other non-substantive changes within FINRA rules.
Gary P. Ruchin Comment On Special Notice – 6/30/21
Comments Regarding Effective Methods to Educate New Investors. I think one of the first places to start would be to get an effective basic investor training program as part of every single high school curriculum in this country. Most schools seem to instruct so that the student can pass a test, not necessarily be educated about financial literacy. The last time I was able to present a basic investor training program at my local high school was approximately 15 years ago (I used the high school educational program supplied by the CFP Board of Standards).