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2019063570502 Matthew R. Logan CRD 5366984 Hearing Panel Decision rjr (2021-1627690803772).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MATTHEW R. LOGAN (CRD No. 5366984), Respondent. Disciplinary Proceeding No. 2019063570502 Hearing Officer-RES HEARING PANEL DECISION June 29, 2021 Respondent Matthew R. Logan is barred from associating with any FINRA

2020066971201 Robinhood Financial LLC CRD 165998 AWC rjr (2021-1627690803848).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2020066971201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Robinhood Financial LLC (Respondent) Member Firm CRD No. 165998 Pursuant to FINRA Rule 9216, Respondent Robinhood Financial LLC submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2020067652701 Kevin Kimball Meadows CRD 2878889 AWC (2021-1627690804236).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067652701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Kevin Kimball Meadows (Respondent) Former General Securities Representative CRD No. 2878889 Pursuant to FINRA Rule 9216, Respondent Kevin Kimball Meadows submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2020066888001 Martin J. Petela CRD 5587657 AWC DM (2021-1627604402411).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066888001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Martin J. Petela (Respondent) General Securities Representative CRD No. 5587657 Pursuant to FINRA Rule 9216, Respondent Martin J. Petela submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.