FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018059478701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Scott David Fergang (Respondent) General Securities Representative CRD No. 1758758 Pursuant to FINRA Rule 9216, Respondent Scott David Fergang submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.