3-18989 3-18990 2013037522501 Trevor Michael Saliba CRD 2692057 Arthur Mansourian CRD 5252154 SEC Decision va (2021-1620951621595).pdf
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 91527 / April 9, 2021 Admin. Proc. File Nos. 3-18989, 3-18990 In the Matter of Applications of TREVOR MICHAEL SALIBA and ARTHUR MANSOURIAN For Review of Disciplinary Action Taken by FINRA OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION-REVIEW OF DISCIPLINARY PROCEEDING FINRA found that the owner of former member firm violated its rules by causing firm to
2018058718601 Steven Douglas Schisler CRD 2367961 Complaint va (2021-1620951600995).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Steven Douglas Schisler CRD No. 2367961, Respondent. Disciplinary Proceeding No. 2018058718601 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. From April 2009 to October 2020, Steven D. Schisler committed nine separate
2019063767301 CF Secured, LLC CRD 285841 AWC sl (2021-1620951601212).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER AND CONSENT
NO. 2019063767301
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: CF Secured, LLC (Respondent)
Member Firm CRD No. 285841
Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent CF Secured, LLC
submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a
settlement of the alleged rule violations described below.