2018056458801 Bradley Woods & Co. Ltd. CRD 13660 Daniel Ripp CRD 1398164 AWC sl (2021-1623889227390).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2018056458801
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Bradley Woods & Co. Ltd. (Respondent)
Member Firm
CRD No. 13660
Daniel Ripp (Respondent)
General Securities Principal
CRD No. 1398164
Pursuant to FINRA Rule 9216, Respondents Bradley Woods & Co. Ltd. and Daniel Ripp submit
this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement