FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019062544201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Brian Shevland (Respondent) General Securities Representative and General Securities Principal CRD No. 4570496 Pursuant to FINRA Rule 9216, Respondent Brian Shevland submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

Disciplinary Proceeding No. 2019061213402 Hearing Officer—LOM ORDER ACCEPTING OFFER OF SETTLEMENT Date: February 1, 2024 Department of Enforcement, Complainant, v. Luke Michael Johnson CRD No. 3257008, Respondent. INTRODUCTION Disciplinary Proceeding No. 2019061213402 was filed on July 12, 2023, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA or Complainant). Respondent Luke Michael Johnson submitted an Offer of Settlement (Offer) to Complainant dated January 30, 2024.