Technical Notice

Additional Weekend Testing Opportunity – Long Term Stock Exchange – August 22, 2020

August 21, 2020

The Long Term Stock Exchange (“LTSE”) is providing a second testing opportunity this weekend in preparation for their August 28, 2020 launch.  Firms participating in the August 22, 2020 test may send OATS data related to those orders to the OATS Certification Testing environment before the following Monday's OATS reporting deadline. OATS will then attempt to match to LTSE test data. Matching statistics for the weekend test will be provided to firms upon request and will not be published to OATS CT Website.

2018060237801 Christopher T. Hildebrandt CRD 1318476 AWC va (2020-1600647570194).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018060237801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Christopher T. Hildebrandt, Respondent Former General Securities Representative CRD No. 1318476 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Christopher T. Hildebrandt submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
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