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FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019061456701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Ryan M. Davis, Respondent General Securities Representative CRD No. 6219294 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Ryan Davis submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

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FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015044347801 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Exane, Inc., Respondent Member Firm CRD No. 41784 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Exane, Inc. (the “firm”) submits this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

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FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018059526701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Benard Gann, Respondent CRD No. 2459622 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Benard Gann submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
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