FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018057421801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Scott S. Niekamp (Respondent) General Securities Representative CRD No. 3277810 Pursuant to FINRA Rule 9216, Respondent Scott S. Niekamp submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.