FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023079718001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Scott Mullady (Respondent) General Securities Representative General Securities Principal CRD No. 2190133 Pursuant to FINRA Rule 9216, Respondent Scott Mullady submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023080473501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Kurt A. Berry (Respondent) Fonner General Securities Representative CRD No. 4SS0773 Pursuant to FINRA Rule 9216, Respondent Kurt A. Deny submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023079716901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: John Coleman (Respondent) General Securities Representative CRD No. 2251163 Pursuant to FINRA Rule 9216, Respondent John Coleman submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.