FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019061486601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Rawley Hallman, Respondent CRD No. 6524072 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Rawley Hallman submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018059326201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Thomas Stappas, Respondent CRD No. 855198 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Thomas Stappas ("Stappas") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018059912001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Robert P. Pachciarz, Respondent Former Registered Representative CRD No. 5337955 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Robert P. Pachciarz submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.