2018059912001 Robert P. Pachciarz CRD 5337955 AWC sl.pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018059912001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Robert P. Pachciarz, Respondent Former Registered Representative CRD No. 5337955 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Robert P. Pachciarz submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

CRS

Certified Risk Specialist (CRS)

Designation Essentials
Status Currently offered and recognized by the issuing organization
Issuing Organization Interfima
Qualification and Training Requirements
Prerequisites

Candidates must have:

  • three years of experience in the financial services industry or
  • an undergraduate or graduate degree in finance, economics, business or law from an accredited university, college or school.
Designation Training Requirements
  • 50 hours of self-study courses and 10 hours of virtual meetings with the instructor or
  • 60 hours of on-site, in-class study related to portfolio management topics
Designation Exam Type

Online or on-site, closed book, proctored final exam
Continuing Education Requirements

Three hours annually
Verification and Complaints
Online Designation Resource

None
Investor Complaint Process

Submit complaints via email to [email protected].
Published List of Disciplined Designees

None
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