FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016052300601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Parkland Securities, LLC, Respondent CRD No. 115368 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018059718201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Donovan S. Hunter, Respondent Former Investment Company and Variable Contracts Products Representative CRD No. 6622234 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of