Rule 322. Guarantees by, or Flow Through Benefits for Members or Member Organizations

This rule is no longer applicable.

Prior written notice shall be given the Exchange whenever any member or any member organization:

(a) guarantees, endorses or assumes, directly or indirectly, the obligations or liabilities of another person; or
(b) receives flow through capital benefits in accordance with Appendix C of Rule 15c3-1 under the Securities Exchange Act of 1934.

 

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