IM-6130E. Trade Reporting of Short Sales
This rule is no longer applicable. NASD IM-6130E has been superseded by FINRA Rule 6182. Please consult the appropriate FINRA Rule.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This rule is no longer applicable. NASD IM-6130E has been superseded by FINRA Rule 6182. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 6130E has been superseded by FINRA Rule 7230B. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 6120E has been superseded by FINRA Rule 7220B. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 6110E has been superseded by FINRA Rule 7210B. Please consult the appropriate FINRA Rule.
This rule is no longer applicable effective Jan. 1, 2009.
This rule is no longer applicable effective Jan. 1, 2009.
This rule is no longer applicable effective Jan. 1, 2009.
This rule is no longer applicable effective Jan. 1, 2009.