Rule 319. Fidelity Bonds
This rule is no longer applicable. Incorporated NYSE Rule 319 has been superseded by FINRA Rule 4360. Please consult the appropriate FINRA Rule.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This rule is no longer applicable. Incorporated NYSE Rule 319 has been superseded by FINRA Rule 4360. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. Incorporated NYSE Rule 296 has been superseded by FINRA Rule 4314. Please consult the appropriate FINRA Rule.
This rule is no longer applicable.
When a loan of money is not paid before 2:15 p.m. of the day upon which it becomes due, the borrower shall be considered as in default and the lender may, without notice, sell the securities pledged therefor, or so much thereof as may be necessary to liquidate the loan.
This rule is no longer applicable.
A contract, other than a contract governed by the rules of a Qualified Clearing Agency in securities which have been suspended from dealings on the Exchange, which has not been fulfilled according to the terms thereof may be closed in the best available market by the party thereto who is not in default.
This rule is no longer applicable.
This rule is no longer applicable.
When a contract is closed, any member or member organization accepting the bid or offer, and not complying promptly therewith, shall be liable for any damages resulting therefrom.
This rule is no longer applicable effective November 11, 2008.