4611A. Registration as an ADF Market Maker or ADF ECN
This rule is no longer applicable. NASD Rule 4611A has been superseded by FINRA Rule 6271. Please consult the appropriate FINRA Rule.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This rule is no longer applicable. NASD Rule 4611A has been superseded by FINRA Rule 6271. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 4400A has been superseded by FINRA Rule 6260. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 4300A has been superseded by FINRA Rule 6250. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 4200A has been superseded by FINRA Rule 6220. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 4130A has been superseded by FINRA Rule 6240. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 4120A has been superseded by FINRA Rule 6120. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 4110A has been superseded by FINRA Rule 6230. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 4100A has been superseded by FINRA Rule 6210. Please consult the appropriate FINRA Rule.